WebBN 123 of 2009 – Notice on Requirements for Professional Indemnity and Fidelity Insurance Cover For providers, 2009; BN 104.of 2008 – Exemption on Services under Supervision … WebBoard Notice 123 of 2009. Financial Services Board. I, Dube Phineas Tshidi, Registrar of Financial Services Providers, hereby under section 13 of the General Code of Conduct for Authorised Financial Services Providers and Representatives, 2003, require all providers to maintain suitable professional indemnity and fidelity insurance cover to the ...
BOARD NOTICE 82 OF 2003 FINANCIAL SERVICES BOARD …
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WebRE5 Self-Study Guide: Representatives Page 97 2.4 The Impact of Licensing Conditions on an FSP Note: This section must be studied in conjunction with the following legislation: • BN 123 of 2009 • Annexure to FSP license • FSP Form 1, 3, 4 & 5 • FAIS Act - Sec 1 Definition of Intermediary Services FAIS Act - Sec 1 Definition of Advice • FAIS Act - Sec 9 & 18 • … WebCheck, where applicable, whether a potential S BN 106 of 2008 - Sec 3(2) key individual meets the experience requirements. 14. Explain what management responsibilities should be K BN 106 of 2008 - Sec 8 carried out by a key individual. BN 106 of 2008 - Sec 8(3) FAIS Act - Sec 14 & 14A BN 123 of 2009 Guidance Note on Key Individuals 15. WebContentsInclude: QuickFinderforKeyTopics FinancialAdvisoryandIntermediaryServicesAct37of2002 PENDLEX:Act9of2024 … sub for mango